Tag: stock brokers

SEBI fines ₹7 lakh on Reliance Securities for flouting stock brokers’ norms – CNBC TV18

[ad_1] Markets regulator SEBI on Monday imposed a penalty of ₹7 lakh on Reliance Securities for non-compliance with the stock brokers’ norms. It has been directed to pay the fine within 45 days, according to an order issued by SEBI. The direction came after the Securities and Exchange Board of India (SEBI) conducted an inspection […]

SEBI tweaks investor charter for stock brokers to boost financial consumer protection – CNBC TV18

[ad_1] Markets regulator Securities and Exchange Board of India (SEBI) on Friday tweaked the investor charter for stock brokers in a bid to boost financial consumer protection alongside enhancing financial inclusion and financial literacy. Company Value Change %Change This came in view of the recent developments in the securities market including introduction of Online Dispute […]

Experts weigh in on SEBI’s proposed algo-trading rules for retail investors – CNBC TV18

[ad_1] The Securities and Exchange Board of India (SEBI) has proposed new regulations for retail participation in algorithmic (algo) trading, releasing a draft circular open for public feedback until January 3, 2025. The move seeks to standardise existing practices, improve transparency, and protect market integrity. While sharing his perspectives on the implications of these proposed […]

SEBI proposes framework for retail algo trading, seeks feedback by January 3 – CNBC TV18

[ad_1] The Securities and Exchange Board of India (SEBI) has issued a draft circular inviting public comments on its proposal to allow retail investors to participate in algorithmic (algo) trading. The regulatory changes aim to balance accessibility with safeguards to protect investors and market integrity. Company Value Change %Change Algorithmic trading uses computer programs to […]

SEBI mulls doubling custodian net worth requirement, tighter compliance norms – CNBC TV18

[ad_1] The Securities and Exchange Board of India (SEBI) has proposed raising the minimum net worth requirement for custodians to ₹1,000 crore, up from ₹500 crore, as the volume of client assets managed by custodians has expanded significantly. Outlined in a consultation paper issued on Wednesday (November 13), the proposal aims to strengthen custodians’ compliance […]

SEBI proposes permitting shared contact details for non-individual clients – CNBC TV18

[ad_1] The Securities and Exchange Board of India (SEBI) has proposed an extension to its guidelines regarding shared contact details, aiming to ease compliance requirements for non-individual clients. Under the current framework, stock brokers must upload individual mobile numbers and email addresses for each client, with an exception allowing shared contacts only for individuals within […]

SEBI extends deadline for direct payouts to clients by almost a month – CNBC TV18

[ad_1] The Securities and Exchange Board of India (SEBI) has announced an extension of the deadline for implementing direct securities payouts to clients’ demat accounts. Initially set for October 14, the new deadline is now November 11. This decision comes just a day after the National Stock Exchange of India Ltd. (NSE) communicated a go-live […]

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