Tag: SEBI rules

SEBI mulls to clarify on ESOPs for founders classified as promoters; min holding period in OFS – CNBC TV18

[ad_1] With an aim to streamline the processes for public issues, markets regulator SEBI on Thursday proposed giving clarifications on minimum holding period for equity shares in Offer for Sale (OFS) as well as on employee stock options (ESOPs) for founders classified as promoters. In its consultation paper, the regulator proposed amendments to the ICDR […]

SEBI relaxes rules for RAs, IAs; permits email communication for MITC updates – CNBC TV18

[ad_1] The Securities and Exchange Board of India (SEBI) has eased compliance requirements for Research Analysts (RAs) and Investment Advisors (IAs), allowing them to inform existing clients about the Most Important Terms and Conditions (MITC) through email or any mode of communication that can be preserved. Company Value Change %Change In circulars issued on February […]

SEBI proposes easing debt investment rules for Category II AIFs – CNBC TV18

[ad_1] The Securities and Exchange Board of India (SEBI) has proposed easing investment restrictions for Category II Alternative Investment Funds (AIFs), permitting them to invest in listed debt securities with a credit rating of ‘A’ or below. Company Value Change %Change The move follows concerns over a shrinking pool of unlisted debt securities after SEBI’s […]

SEBI eases norms for settlement of inactive brokerage accounts – CNBC TV18

[ad_1] Market regulator SEBI has eased settlement norms for brokerage accounts inactive for over 30 days to streamline operations and reduce procedural burdens for brokers. Funds from such accounts will now be returned on the next scheduled monthly settlement date, as specified in stock exchanges’ annual calendars. Company Value Change %Change Previously, brokers were required […]

SEBI’s new compliance framework cuts red tape with unified filing system for listed firms – CNBC TV18

[ad_1] The Securities and Exchange Board of India (SEBI) has rolled out a new compliance framework aimed at simplifying reporting for listed entities. The integrated filing system, which consolidates multiple filing requirements, will come into effect for submissions related to the quarter ending December 31, 2024, and onwards. Company Value Change %Change The move is […]

SEBI rolls out T+0 settlement for top 500 companies: Details here – CNBC TV18

[ad_1] The Securities and Exchange Board of India (SEBI) has announced plans to extend the optional T+0 settlement cycle to the top 500 companies by market capitalisation as of December 31, 2024. Company Value Change %Change The roll-out will commence with the bottom 100 scrips, gradually incorporating the next 100 each month, ensuring all 500 […]

SEBI issues advisory on communications from intermediaries seeking operational, policy clarifications – CNBC TV18

[ad_1] Markets regulator SEBI on Thursday outlined its communication policy with intermediaries and regulated entities, issuing an advisory on the requirements for obtaining approvals and clarifications on securities market regulations. In a statement, SEBI has asked registered intermediaries and regulated entities to implement measures requiring its approval or clarification only after receiving explicit, written communication […]

SEBI proposes permitting shared contact details for non-individual clients – CNBC TV18

[ad_1] The Securities and Exchange Board of India (SEBI) has proposed an extension to its guidelines regarding shared contact details, aiming to ease compliance requirements for non-individual clients. Under the current framework, stock brokers must upload individual mobile numbers and email addresses for each client, with an exception allowing shared contacts only for individuals within […]

Back To Top
Translate »