[ad_1] The Securities and Exchange Board of India (SEBI) has issued a consultation paper proposing changes that would allow investment advisers (IAs) and research analysts (RAs) to charge advance fees for up to one year. The proposal comes as part of SEBI’s efforts to ease regulatory compliance while continuing to protect investor interests. Company Value […]
SEBI clarifies rules on change in control for investment advisers, research analysts, KRAs – CNBC TV18
[ad_1] Markets watchdog SEBI on Friday clarified the rules for transfer and transmission of shareholding among immediate relatives for investment advisers, research analysts, and know your client (KYC) registration agencies (KRAs). Company Value Change %Change The move aims to streamline regulatory compliance and protect investor interests while ensuring transparency in the functioning of these intermediaries. […]