[ad_1] Markets regulator SEBI on Friday introduced a standardised format for system and network audit reports of market infrastructure institutions (MIIs) such as stock exchanges, clearing corporations, and depositories — to enhance the audit efficiency. Under this, SEBI will assign unique IDs to each observation in a bid to simplify the tracking of both current […]
SEBI develops web-based portal for reporting of technical glitches by stock exchanges, other MIIs – CNBC TV18
[ad_1] Markets regulator SEBI on Tuesday said it has developed a web-based portal for submission of preliminary and final root cause analysis (RCA) reports of technical glitches by stock exchanges and other market infrastructure institutions (MIIs). Company Value Change %Change The new portal — Integrated SEBI Portal for Technical Glitches (iSPOT) — is aimed at […]
SEBI and MII Recruitment — should the regulator focus on monitoring the Board instead of micromanaging the hiring process – CNBC TV18
[ad_1] In any financial ecosystem, the regulator holds a pivotal role as the guardian of trust, transparency, and stability. SEBI, as India’s market watchdog, has long been respected for its commitment to upholding governance and fostering confidence in market participants. However, even well-intentioned proposals must be carefully weighed against the risks of overreach. SEBI’s recent […]
SEBI proposes using independent agency for appointing key MII executives – CNBC TV18
[ad_1] The Securities and Exchange Board of India (SEBI) has proposed new rules to improve the governance of Market Infrastructure Institutions (MIIs), including stock exchanges, clearing corporations, and depositories. The proposals focus on the appointment, reappointment, and termination of key executives, such as Compliance Officer (CO), Chief Risk Officer (CRiO), Chief Technology Officer (CTO), and […]
SEBI proposes accountability for AI use by market infra institutions, intermediaries – CNBC TV18
[ad_1] SEBI on Wednesday proposed holding market infrastructure institutions and intermediaries accountable for any consequences arising from their use of artificial intelligence (AI) tools in operations or client services. This includes ensuring data privacy, security, and integrity, particularly when handling sensitive investor information. Additionally, the entity should also be accountable for any actions taken based […]
SEBI orders listed and unlisted MIIs to monitor, disclose shareholding details – CNBC TV18
[ad_1] On Monday, the Securities and Exchange Board of India (SEBI) announced a comprehensive framework to oversee shareholding limits, public shareholding requirements, and the “fit and proper” criteria for Market Infrastructure Institutions (MIIs), which encompass stock exchanges, clearing corporations, and depositories. This framework applies to both listed and unlisted MIIs, mandating them to disclose their […]
NSE revises transaction charges effective from October 1 – CNBC TV18
[ad_1] Leading stock exchange NSE on Friday (September 27) revised their transaction fees for cash and futures and options trades after markets regulator Sebi mandated a uniform flat fee structure for all members of market infrastructure institutions. The revised rates will be applicable from October 1, the exchange said in a separate circular. According to […]
Sebi mulls proposals on public interest directors’ appointment process at market infra institutions – CNBC TV18
[ad_1] Sebi on Thursday (August 29) came out with proposals connected with the process adopted by the markets regulator for the appointment of public interest directors (PIDs) on stock exchanges, clearing corporations and depositories, in a move aimed at improving shareholders’ participation in the process. To improve the ease of doing business for PIDs, the […]